SEC FINRA Disclaimer
highway 33 sec finra disclaimerHighway Advisory Services LLC is a Florida limited liability corporation doing business as Highway 33 Capital Advisory, registered in Florida and Michigan. Highway 33 Capital Advisory has a network of funding relationships with various debt and equity investors including traditional banks, mezzanine funds, asset based lenders, convertible lenders, private equity groups, PIPE funds, family offices, non-investment grade lenders, merchant cash advance lenders, growth equity funds, special situations groups, private investors and venture capitalists.
Highway 33 Capital Advisory is not a broker dealer registered under the Exchange Act and is not regulated by FINRA. Highway 33 Capital Advisory operates as an unregistered M&A Broker, in accordance with SEC guidance (https://www.sec.gov/divisions/marketreg/mr-noaction/2014/ma-brokers-013114.pdf) and effects securities transactions solely in connection with the transfer of ownership and control of privately-held companies. Highway 33 Capital Advisory is retained by companies to provide logistical, sales-oriented, and promotional advisory services to our clients and to make introductions to a Global network of accredited and institutional investors, for which the company may receive compensation. No client should base his or her investment decisions solely upon any act, communication, or other information provided by Highway 33 Capital Advisory (whether in this or any other communication), nor should such information be construed as advice to anybody with respect to the investment merits of acquiring or disposing of particular investments or as an invitation or inducement to anybody to engage in investment activities. Highway 33 Capital Advisory makes no representations or warranties, and none may be relied upon. In addition, under applicable law, the purchase and sale of any securities must be made solely with the assistance of a registered broker-dealer and/or investment advisor, unless subject to exemption under state and federal law.